registered representative

基本解释

Dave is also a Registered Representative and a Registered Principal of that company.
戴夫也是該公司的注冊代表和該公司的注冊長。
The registered representative offices would not be renewed or updated for any changes.
原已登記的辦事機搆，不再辦理變更或者延期手續。
An employee of a securities brokerage who markets the products and investment advice of a brokerage firm is called a registered representative or account executive.
在証券經紀公司裡營銷産品和投資建議的員工稱爲証券經紀人或業務經紀人。

Felix made 5% as the placement agent for the funds but Felix also had a registered representative that worked with sellers.
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Further, the firm submitted three inaccurate 3070 filings and failed to submit a 3070 filing disclosing the felony conviction of a registered representative.
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To be clear, very clear, I am NOT advocating that every broker-dealer or registered representative be required to conduct business based solely upon guarantees or profit sharing.
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